Forms to Complete for Desk Inspections
Important Note: The forms below should be completed only with respect to a 2018-2019 practice inspection performed as a desk inspection. The inspection number will begin with I18, followed by 4 digits.
Forms to be completed BEFORE the desk inspection occurs and submitted, along with your client files selected for inspection, to CPA Ontario:
- Quality Control Questionnaire - Small Practices.
- Practice Inspection Review – Public Accounting (PA) Experience: This form must be completed by each member who holds a PA licence in your office, and must include the PA licence number and the date of expiry of the licence.
Forms to be completed AFTER the inspection has occurred:
- Action Plan: Template for use when responding to any reportable deficiencies raised in an office's Practice Inspection report. If no reportable deficiencies have been raised, this form should NOT be completed.
- Survey of Offices Inspected: Offices should use this form to provide feedback on the inspection process and Advisory Services offered by CPA Ontario. We encourage offices to complete this Survey; constructive feedback is important in helping us consider where improvements might be made to these programs.
Once completed, please submit the Action Plan and Survey as attachments (in a single email or in separate emails) to firstname.lastname@example.org.