How to Access, Complete and Submit a Planning Questionnaire or Declaration for Exemption

Accessing the Planning Questionnaire/Declaration for Exemption

You can access the Planning Questionnaire and Declaration for Exemption forms through our secure Planning Questionnaire Site. Please note: only the Practice Inspection (PI) Contact can access this site using their member ID and password. The firm ID cannot be used to access this site.

In order to change the PI Contact, your office's Firm Representative must visit My Portal's Firm Dashboard and update the office's designated PI Contact in the Firm Profile.

If you have a multi-office practice, and two or more offices have been selected for inspection this year, you must complete a separate planning questionnaire. A unique inspection number is assigned to each office. You can only access one office’s planning questionnaire at a time. You must log out and log in again to complete each office’s planning questionnaire.

To apply for an exemption from practice inspection, complete and submit a Declaration for Exemption or, if relevant, a Declaration for Exemption – Professional Corporation. You must submit a separate exemption for each office claiming exemption, as each has a unique inspection number assigned. Under Regulation 18-1, an office selected for inspection would qualify for an exemption if:

  • it has not engaged in the practice of public accounting or has not been providing accounting services to the public during the preceding 12 months
  • it is or will be discontinuing engaging in the practice of public accounting and providing accounting services to the public within 90 days of the date of the exemption declaration
  • it is a professional corporation whose sole purpose is to hold an interest in another public accounting practice, no public accounting services are performed directly under the name of the professional corporation and the public accounting services performed under the public accounting practice held by the professional corporation are subject to practice inspection as part of that other public accounting practice

For additional guidance on situations that can potentially give rise to an exemption from inspection, refer to our FAQs.

Completing the Planning Questionnaire

The planning questionnaire is organized by tabs. Each tab includes a series of questions relating to your firm. You can navigate between the tabs using the “Next Tab” and “Previous Tab” buttons at the bottom of each page, or by clicking the respective tabs at the top of each page.

Remember to click the “Save” button (at the top of the page) periodically to ensure the information is captured in the questionnaire. Note that if there is no activity for an extended period of time, the session will expire automatically and you will need to log in again. If you have not been saving as you go, there is a possibility that the information previously inputted has not been saved in the questionnaire, and you will need to re-enter it into the tabs. You can return to any planning questionnaire that has been started and saved from a prior session, as long as it has not been submitted.

Completing a Declaration for Exemption (or Declaration for Exemption – Professional Corporation)

There are no tabs for either of these documents. All the information that needs to be submitted is contained on one page. If you require further guidance as to whether you should be completing one of the exemption documents, please refer to FAQs.

Submitting the Planning Questionnaire or a Declaration for Exemption

Once you complete the Planning Questionnaire or Declaration for Exemption, you can preview your responses before you submit. Click the “Save & Preview” button at the top. You can preview your responses as many times as you wish, at any point during the process, and return to the form to make any amendments.

Once you are satisfied that the Planning Questionnaire or Declaration for Exemption is complete and ready to submit, click the “Submit” button at the top.

Once submitted, these documents cannot be changed. If you need to make any changes after submission, please contact us at [email protected]

You will receive a confirmation number after submission. You will also have the option to receive an email of the confirmation number with a link to your summary page. We highly recommend having a copy emailed to you, in addition to retaining the confirmation page for your records.

Practice Inspection will assign an inspection date and inspector(s) based upon the information submitted. The inspection date will be communicated to the office's PI Contact with adequate lead time prior to the assigned inspection date. Refer to FAQs for the definition of a visit inspection and desk inspection.